tag:blogger.com,1999:blog-8091367287813993533.post1002559471233777092..comments2023-10-22T11:30:33.581-04:00Comments on Do-It-Yourself (DIY) Investor: The Broker Did What??????????????Robert Wasilewskihttp://www.blogger.com/profile/04536814650758511673noreply@blogger.comBlogger7125tag:blogger.com,1999:blog-8091367287813993533.post-14464309765162190962011-02-23T13:39:34.183-05:002011-02-23T13:39:34.183-05:00"He has seen first hand the portfolios and li..."He has seen first hand the portfolios and lives destroyed by unscrupulous brokers."<br /><br />Consequences? what happens usually with unscrupulous brokers? This is extremely sad, then one wonders why some people quit the market altogether!BeatingTheIndexhttp://www.beatingtheindex.comnoreply@blogger.comtag:blogger.com,1999:blog-8091367287813993533.post-64250817099561700302011-02-22T16:34:34.420-05:002011-02-22T16:34:34.420-05:00@The Grouch Imagine the people who get ripped off ...@The Grouch Imagine the people who get ripped off who never go to arbitration because they don't know they can!DIY Investorhttp://rwinvesting.blogspot.comnoreply@blogger.comtag:blogger.com,1999:blog-8091367287813993533.post-30566352981578357172011-02-22T15:54:09.959-05:002011-02-22T15:54:09.959-05:00That broker should definitely be in jail and the c...That broker should definitely be in jail and the customer should be getting a healthy settlement from their lawsuit. Yet another reason not to give your broker full trading powers over your account.The Grouchhttps://www.blogger.com/profile/16355057736314451831noreply@blogger.comtag:blogger.com,1999:blog-8091367287813993533.post-52875500258582638242011-02-22T09:27:51.179-05:002011-02-22T09:27:51.179-05:00@Andrew Good question. Usually they can't prac...@Andrew Good question. Usually they can't practice for a few years and then resurface to rip more people off. I agree - throw them in the slammer.DIY Investorhttp://rwinvesting.blogspot.comnoreply@blogger.comtag:blogger.com,1999:blog-8091367287813993533.post-25906502141440800672011-02-22T09:25:19.979-05:002011-02-22T09:25:19.979-05:00@MoneyCone Hey...it can get nasty out there. Thank...@MoneyCone Hey...it can get nasty out there. Thanks for stopping by.DIY Investorhttp://rwinvesting.blogspot.comnoreply@blogger.comtag:blogger.com,1999:blog-8091367287813993533.post-77500880635028977882011-02-22T09:15:00.894-05:002011-02-22T09:15:00.894-05:00I wonder if that broker is in jail. If he isn'...I wonder if that broker is in jail. If he isn't, he probably should be.Andrew Hallamhttp://www.andrewhallam.comnoreply@blogger.comtag:blogger.com,1999:blog-8091367287813993533.post-67833906595595600852011-02-22T08:59:34.871-05:002011-02-22T08:59:34.871-05:00Good to know! I've heard of horror stories of...Good to know! I've heard of horror stories of brokers issuing a check written out to you when doing a transfer of a retirement account! Purely out of spite.<br /><br />There has to be consequences.MoneyConehttp://www.moneycone.comnoreply@blogger.com